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Chapter 13 Settlement by
Mutual Agreement
13.1 Settlement by Mutual Agreement
After review of the complaint, response of the respondent,
and report of the ITAA investigator or ITAA investigating subcommittee, if one
was empanelled, the hearing board and/or the Ethics Committee may attempt to
settle the case by mutual agreement with the respondent.
13.2 Possible Actions in Mutual Agreements
In making such a settlement, the hearing board and/or the
Ethics Committee may recommend to the respondent that he or she agree to their
request that the respondent
- Cease and desist,
- Accept censure, supervision, education, rehabilitation
and/or therapy,
- Perform community service,
- Agree to suspension (holding membership in abeyance for a
specific purpose, for example, rehabilitation),
- Resignation, or,
- Termination of membership (a permanent bar to
readmission),
- Publication of the terms of the settlement by mutual
agreement, or,
- Any other action which the Association is authorized to
take against a respondent.
13.3 Written Agreement
The mutual agreement shall become final as soon as it is
specified in writing and shall detail the facts upon which it is based and the
manner in which it is to be instituted and/or supervised.
13.4 Supervision of the Agreement
The agreement shall be instituted and/or supervised by the
Ethics chairperson or his/her delegate of the Ethics Committee and/or any
respondent of the Association so designated in the agreement.
13.5 Finalization of the Agreement
The agreement shall become final as soon as it is specified
in writing, agreed to and signed by the respondent and the Ethics Committee or
at any other time designated in the agreement.
13.6 Failure to Meet the Terms of the Agreement.
If at any time the respondent fails to meet fully the terms
of the agreement, the matter shall be returned to the Ethics Committee for
further action, and may serve as grounds for recommending termination of
membership.
13.7 Other Action
If the hearing board and/or the Ethics Committee do not
attempt settling by mutual agreement, or if the respondent does not accept an
offer of a settlement by mutual agreement, it will either drop the charges and
close the case, or make a formal recommendation. If the Committee recommends
formal action it shall recommend action to be taken, including an order to:
- Cease and desist,
- Accept censure, supervision, education, rehabilitation
and/or therapy;
- Perform community service;
- Agree to suspension (holding membership in abeyance for a
specific purpose, for example, rehabilitation);
- Resignation with or without publication, or
- Termination of membership (a permanent bar to
readmission),
- Publication of the terms of the settlement by mutual
agreement, or
- Any other action that the Association is authorized to
take against a respondent,
- Recommend the manner in which the action will be
instituted and/or supervised,
- Notify the respondent of the recommendation,
- Send the respondent a copy of the findings and
recommendations of the Ethics Committee,
- Inform the respondent by mail, marked "confidential"
(using appropriate means), that he or she has a right to request an appeal to
the ITAA president, who if he/she agrees calls an appeal hearing board composed
of members of the ITAA Ethics Committee and the ITAA Executive Committee who
have the power to
- Change the findings of the hearing board,
- Dismiss the case, or,
- Order a re-hearing.
If the respondent does not request an appeal before the ITAA
Executive Committee within thirty (30) days from the receipt of notification,
no hearing will be held, and the Ethics Committee recommendation for action
will become final.
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